Job Purpose:
Reporting to the Manager, the incumbent will be responsible for performing and leading periodic reviews related to NTB accounts, payments and customer screening in accordance with Compliance Risk Assessment Tool, Internal policies and procedures, local and international regulatory requirements while demonstrating an understanding of the risk profile of the Retail Bank, Private Bank and C&IB Bank client segments.
This role will require competence across the following areas:
Take an active role in ensuring that the Bank’s customers satisfy local and international legal and regulatory requirements in relation to financial crime and Emirates NBD standards through the application of appropriate procedures.
Document conclusions for reviews performed in concise management reports and provide awareness around significant risks and daily MIS must be stored for audit purposes.
Identify areas of risk and recommends on operational improvements, processes and any training essential to mitigating risk. Ensuring a robust escalation process to Senior management
Key activities and key competencies
Knowledge of local and international regulatory and legislative due diligence (DD) requirements and appreciation and awareness of industry best practise and standards.
Interpret and implement quality assurance standards and procedures.
Assist in departmental projects as required and any other tasks assigned by the respective line manager.
Participate in and lead team discussions on the calibration of findings and build consensus prior to finalizing records.
Track and review Quality Assurance observations with the Line of Business and Quality Control management team.
Perform quality evaluations on defined samples of various work streams, question and investigate the reliability and integrity of data, the validity of conclusions and the appropriateness of assumptions made.
Perform root cause analysis and make recommendations for addressing any identified deficiencies.
Follow up with business to ensure corrective action addresses policy and operational issues identified
Strong interpersonal skills.
Duties and responsibilities:
Perform quality evaluations on defined samples of various workstreams. Participate in and lead team discussions on the calibration of findings and build consensus and draft reports prior to finalizing records. Track and review Quality Assurance observations with Senior Management
Participate and contribute in Team meetings, workshops and daily huddles.
Act as a positive influence in maintaining a collaborative culture.
Ensure Quality Assurance unit is well trained to meet and address all Internal Audit queries.
Follow-up with Business to ensure necessary actions are taken to close out the audit observations in the area of AML and CDD.
Qualifications
The incumbent will have a degree education as minimum, preferably a post graduate qualification.
Compliance qualifications from an internationally recognized body is desirable like ACAMS, International Compliance Association certifications / diploma, etc.
Experience:
The incumbent will have at least 3 years compliance experience in the financial services industry, preferably Retail Bank, Private Bank and C&IB Bank in a recognized market. Very good experience in on-boarding clients, performing Quality Assurance reviews etc.
UAE experience preferred
Knowledge and skills:
Good understanding and awareness of regulatory requirements, international best practice, Anti Money Laundering and Sanctions requirements, especially the UAE Central Bank.
Problem identification and solving skills
Good written and oral communication skills
Ability to communicate well
Good time management skills and adherence to deadlines essential.
Primary Location: United Arab Emirates-Dubai-Dubai - Nadd Al Shiba, Meydan, Building P
Job: Processing
Organization: Retail Compliance
Job Posting: Mar 16, 2023, 2:00:03 PM
Apply For This Job Using a Branded ATS-compliant CV from Dubai-Forever.Com.
What is an ATS CV?
Applicant Tracking System or "ATS", is the software that 'READS' your CV and stores this information in a database. Like this:
If the CV is not made as per the RULES of the ATS, the information will get messed up in the database. Like this:
And, you may never be found by the recruiter, in spite of your 'CV information' existing in the database...
...And, you'll keep wondering why you get rejected in spite of being a PERFECT MATCH for the Job.
Read more about the ATS CV:
https://www.dubai-forever.com/cv-writing-services.html#ATS-Compliant-CV
π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π
What's the most IMPORTANT thing you should read about a CV Writing Service?
Client Satisfaction Reviews, right?
You'll get a fair idea whether to purchase that service or not.
Read the recommendations our customers have written on my LinkedIn profile.
Click the LinkedIn banner below and then scroll down to the Recommendations section.
Navigate here for more testimonials/feedback about our expertise and results:
www.dubai-forever.com/resume-writing-feedback.html
www.dubai-forever.com/cv-writing-reviews.html
Also, read reviews about "www.Dubai-Forever.Com" on TrustPilot.com, the world's must trusted review site...
π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π
Want CV Samples & Templates for FREE?
Click on the CV's below to begin:
π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π
Join the Middle East's Best Job Groups on Whatsapp:
π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π
Join the Fastest Growing Jobs Group on LinkedIn:
π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π
Join our Telegram Group:
π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π
Submit your CV here, as well:
π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π
We support the Far-Sighted, Growth Oriented Vision announced by the UAE, Saudi Arabia, Qatar, Oman, Kuwait and Bahrain.
It's an exciting time and the next 30 - 40 years will be those of the GCC countries.
Excited about working in the GCC? Click on one of the banner's below...
π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π
SOCIAL INITIATIVE:
We publish job vacancies on this website and our Whatsapp groups for the benefit of job-seekers.
It is to help people who are searching for jobs from across the world.
This is a Social Initiative from our team @ dubai-forever.com, so please help us in this Noble Task by Forwarding these jobs within your network.
Do this GOOD DEED.
You never know who will benefit from it.
You've heard about KARMA right?
It's waiting to give you 10X of whatever you do...Do the Good Deed. NOW!
π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π π°πΌ π¦πͺ πΈπ¦ πΆπ¦ π΄π² π§π
No comments:
Post a Comment